- About Us
- Why Summit?
Lisete is the Operations Manager for Summit Financial Strategies, Inc., the personal financial management and income tax planning division of Summit Financial Corporation. She has extensive knowledge of back office operations with over 20 years of experience in the financial services industry. She has held progressively responsible positions at financial management firms including Fidelity Investments and Morgan Stanley.
She joined Summit in 2012 having worked in the capacity of Operations Manager at Summit’s previous broker dealer for five years. That role gave her a familiarity with the client base and enabled her to make a quick transition to servicing Summit’s clients.
As the Operations Manager she works with the wealth management advisors supporting them throughout the planning and execution of customized financial plans. Her primary responsibilities include client service, assisting in financial planning and investment decisions, and monitoring investment portfolio models.
Additionally, she ensures firm compliance with broker dealer, FINRA, and SEC regulations.